How to account for investment in gold under IFRS?
Many economists predict that the devastating economical effects of the pandemic will show up sooner or later and gold will serve as a preservation of wealth, so many people and institutions are now starting to invest in gold.
The logical question is how to account for similar investment. I am not making any investment recommendations here, this is just about the accounting.
Please note: I have published this article with the podcast back in 2018, but today the topic is so hot that I updated it and turned to video. I can reassure you that I am the original author of all the content in this article and the video, except for the IFRS standards created by the IFRS Foundation.
So, the interesting question about investing in gold and related accounting treatment came from Uemit from Germany:
“Hi Silvia, how should we account for the gold under IFRS, especially if it was acquired as a form of value storage?
Should we account for the gold under IFRS 9 and IAS 32 as a financial instrument, or should we account for it under IAS 40 Investment property?”
Answer: What standards do NOT apply here
Currently, there is no specific standard in IFRS that would really deal specifically with precious metals like gold, silver or platinum.
Let me clearly say that no, you should not account for gold as for a financial instrument under IFRS 9 and IAS 32, because gold does not meet the definition of a financial instrument.
Financial instrument arises from a contractual arrangement and there is no contractual arrangement when it comes to gold.
The same applies for the standard IAS 40 Investment property.
Gold does not meet the definition of the investment property, because under IAS 40, investment property is either land or building or their parts. No gold or other precious metals.
The truth is that the standard IAS 2 Inventories says something related to gold, in article 3:
Commodity brokers and dealers should measure their inventories at fair value less costs to sell and recognize the changes in fair value in profit or loss in the period of the change.
However, it applies only to commodity brokers and dealers, but not to other companies who might acquire gold just for the investment purposes, to store value.
What do to in this case?
Develop your own accounting policy
Well, as we have just found out, there is NO accounting policy prescribed by IFRS to deal with the gold or precious metals as value storage.
Thus we should develop our own accounting policy in line with IAS 8.
And, IAS 8 says that you should refer to certain resources when making your own policy.
What resources?
Primarily, you should search for IFRS arranging the similar and related issues.
Only then you can look to the general concepts and criteria in the Conceptual Framework and then you can look to other publications of other standard-setting bodies.
What if the sources contradict?
In this case, you must take other IFRS about the similar issues first into account. They have priority.
Accounting policy for investment gold
What is the issue or transaction similar to the investment gold?
Let’s sum up the characteristics of the investment gold:
- It has indefinite useful life;
- Its fair value tends to increase over time (not always of course)
- The main purpose is to store value, get income from its capital appreciation
Summing this all up it seems to me that the fair value model applicable for investment property under IAS 40 would be very appropriate for the investment gold, too.
Moreover, if you look at financial assets like shares that you buy for capital appreciation, you can chose to measure these assets at fair value through profit or loss which is essentially the same as fair value model under IAS 40.
How should we apply fair value model to gold?
Initially, you would measure the acquisition of the investment gold at fair value.
It is true that this is not in line with IAS 40 which requires measuring investment property initially at cost. However, we are developing our own accounting policy and it does not need to copy IAS 40 precisely.
Also, due to the nature and purpose of investing in gold, fair value seems to be more appropriate here.
Subsequently, at the end of each reporting period, you need to remeasure the gold at fair value and account for any changes in profit or loss.
No depreciation, nothing at all.
When I did a little research on this topic on Internet I actually found a nice Accounting guide for gold issued by World Gold Council.
It is very detailed and actually speaks about the accounting for monetary (investment) gold held by monetary authorities (i.e. central banks).
I would personally NOT take this guide into consideration when developing my own accounting policy under IFRS, because it requires accounting for changes in other comprehensive income and that is contradictory with IAS 40.
Remember, IAS 8 puts the IFRS standards dealing with similar issues first, and only then you can look elsewhere, so you should really apply similar accounting policy as fair value model under IAS 40.
Anyway, the Guidance by World Gold Council is still very interesting to read.
Here’s the video summing up the issue:
If you have a comment or an additional question to this topic, please leave a reply below this article. Thank you!
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I totally agree on this.. your article is very informative.. gold is and will always be the one and only backup during financial crises. Specially we Indians buy gold specially keeping in mind that hard times can come any time and we should always keep ready for it.
Hello Silvia. I am writing the essay in my college about starting options for investments. Your article gave me a lot of useful information about the investment in the gold. Thank you
Hi Silvia
Thank you for your valuable information.
If we present value of gold at fair value presentation it’s stock value increases as a result profit increases. On profit We need to pay tax however gold is in stock not sold. Is it fair to pay tax stock.
Last year the gold price was 64500 Rs at the opening date of financial year and 92800 was at the year end.
Please suggest journal entries
Well prima facie it will be taxed as other business receipts, However we may take guidance in this regard from ICDS on Sale of Securities and Inventory. As per ICDS, Inventory will be valued at cost or NRV whichever is lower. We can apply same yardstick here and it should not be taxed as sales is not yet occured. That’s why recognition through OCI is also an alternative. It will reverse in the year of actual realisation. I have partial disagreements with this article on this point only. In India we have Ind AS 40, that does not provide option of fair value recongiton but only of disclosure. If we go by spirit of Ind AS 40, we should only make disclosure in this regard rather than recognition through Profit and Loss account. However I would not prefer this while develping my accounting policy as it will not make much impact at all. Further investment property and Gold is two different type of assets, Gold is more liquid, it is next to cash & bank balances, even more liquid than ordinary inventory. Therefore here we may get reference from IAS 40 or IAS/Ind AS 2, both allows for fair value through profit and loss account.
Going through OCI is somewhere against the spirit of IAS 40 & IAS 2 (agreed with article). However assets covered under these standards are different from Gold as investment. But taking both together, it can be concluded that if we can take invenotry at fair value through Profit & Loss under IAS 2 /Ind AS 2 in India and also Investment in Property in IAS 40. Why can’t an asset that is in between of these two, like Investment property with management intention and better or at equal parlance while checking liquidability. It is fair to take it through Profit & Loss Account.
However in Indian Context, Ind AS 40 is only talking about disclosure and unrealised gain on securities covered under Ind AS 2 are not taxed under income tax act. Policy can be drafted as recongiton through OCI to avoid any future litigation from taxation authorities(reason of disagreement is to avoid any possible litigation in this regard), because there is not specific ICDS dealing with such cases. Further such treatment is also suggested by world gold council ( I haven’t gone through their analysis yet).
Hi Silvia,
Thanks for the nice explanation. Can you please tell me the recognition criteria of Gold and Silver stored by any Central Bank?
Reserve Bank of India is doing it through revaluation on last day fair price though Revaluation account (Currency and Gold Revaluation Account (CGRA). We can say it is doing it through OCI only.
Hi Silvia.
How can we value for stock of gold and silver at the last date of for the financial year ? Price of Gold tends to increase but rarely decreases so in this case can we follow the rules of stock as cost price and market price whichever is lower ? or fair value presentation because every morning federation of Gold traders announces new price for gold and silver. Can we take new price announcement into consideration for the valuation of stock gold at the end of financial year?. Please suggest
Ishwari, I don’t think that the price of gold always rises. That’s n. 1 point. N.2 – you don’t have to apply lower of cost or NRV, as I suggested above. Simply treat at fair value, if that’s your accounting policy (or if you are a dealer/broker, then follow exception in IAS 2 as described above).
Dear Slivia
As Per IAS & IFRS, What Is Non -Inventory Items of the financial Statement.
Thanks you…I love the quote…ofcourse no doubt on the subject matter delivery…
Silvia, I am the author of the World Gold Council guidance. Thank you for your positive comments. The guidance is for central banks only who hold gold for specific medium term strategic objectives that benefit from the exclusion of unrealized revaluations from the measurement of annual profit and loss. The accounting recommended in the paper avoids taking unrealized price and FX gains through P&L but achieves transparency through FVOCI. The conceptual basis for this approach can be found in Working Towards a Common Accounting Framework for Gold at https://www.gold.org/what-we-do/official-institutions/accounting-monetary-gold
Dear Kenneth, thank you for your comment, appreciated! Sure, I understood very well that your guidance serves different purposes than IFRSs have and it is good to mention it here, so that people don’t take “what’s written” blindly and apply that in their practice without further thinking of their own situation. All best!
Dear Kenneth,
I have read your paper on this matter. One thing that caught my attention was related to accounting of non-monetary gold. It has been mentioned in your paper is
“As their total is usually not material, the accounting issue is not significant and the usual approach is to value them at cost under IAS2 Inventories”
However, if non-monetary gold is measured at fair value, then say the incremental value comes to around 1% of the total assets side. This might be misleading information if presented at cost, isn’t it?
Hi Silivia
the link page is not found
accounting guide for gold issued by World Gold Council.
Thanks for checking this – they update it time to time. Here’s the new one: https://www.gold.org/goldhub/research/guidance-monetary-authorities-recommended-practice-accounting-monetary-gold
Dear Silvia,
Your explanation and assessment are great. I have been dealing with reporting a bank account linked with gold prices. I mean the company buys virtual golds and store them at its bank account, on the other side the company has the right to withdraw the golds as physical gold. Even in this case, we should report that under the cash and cash equivalents. Is that correct? Thank you very much.
Does this apply to accounting for cryptocurrencies
IAS 38 applies to that
There was an IFRIC Agenda decision on this last year. IAS 2 or IAS 38 based on fact pattern.
Dear Silvia Ma’m,
Thank you so much guiding us and dealing with our confusions related to IFRS.
I have really learnt so much from your videos. The way you present each topic with examples are really outstanding and concise.
Have a good day.
With regards,
Amit Shrestha
CAP III Final
Institute of Chartered Accountants of Nepal (ICAN)
Hi Amit, thank you very much, I appreciate these kind words! S.